-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VZEdT15asieRJpuZgkZOED3YFNFwMvZ2fuH2xVO65dGcH4rni9Y0ZhgsUd6NtJnV Jbn4hXVyfc/4K+KaMAcOjA== 0001035076-98-000007.txt : 19980122 0001035076-98-000007.hdr.sgml : 19980122 ACCESSION NUMBER: 0001035076-98-000007 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980121 SROS: NYSE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: EXCELSIOR INCOME SHARES INC CENTRAL INDEX KEY: 0000033934 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 132727013 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-41021 FILM NUMBER: 98510305 BUSINESS ADDRESS: STREET 1: 114 W 47TH ST CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 2128523732 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: LOWE BROCKENBROUGH & TATTERSALL STRATEGIC ADVISORS INC /FA CENTRAL INDEX KEY: 0001035076 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 541836068 STATE OF INCORPORATION: VA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 6620 W BROAD STREET STREET 2: SUITE 300 CITY: RICHMOND STATE: VA ZIP: 23230 BUSINESS PHONE: 8042880404 MAIL ADDRESS: STREET 1: 6620 W BROAD ST STREET 2: SUITE 300 CITY: RICHMOND STATE: VA ZIP: 23230 SC 13G/A 1 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.__1_______)* Excelsior Income Shares_________________________________________ (Name of Issuer) Common Stock____________________________________________________ (Title of Class of Securities) 30072300_______________________________________________________ (CUSIP Number) ________________________________________________________________ Check the following box if a fee is being paid with this statement . (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7). *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however. see the Notes). CUSIP NO 30072300_____________ 13G Page____ of _____ 1. Name of Reporting Person S.S. or I.R.S. Identification No. of Above Person Lowe, Brockenbrough & Tattersall Strategic Advisors, Inc. 54-1836068 2. Check the Appropriate Box if a Member of a Group* (a) (b) XX 3. SEC USE ONLY 4. Citizenship or Place of Organization 6620 W. Broad Street Suite 300 Richmond, Virginia 23230-1720 Number of 5. Sole Voting Power 267,200 shares Shares Beneficially 6. 0 Owned by Each 7. 267,200 Reporting Person 8. 0 With 9. Aggregate Amount Beneficially Owned By Each Reporting Person 267,200 shares 10. Check Box If The Aggregate Amount In Row (9) Excludes Certain Shares* 11. Percent Of Class Represented By Amount In Row 9 12.2% 12. Type of Reporting Person* IA SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Excelsior Income Shares ITEM 1: a) Excelsior Income Shares b) 114 W. 47th St. New York New York 10036 ITEM 2: a) Lowe, Brockenbrough & Tattersall Strategic Advisors, Inc. b) 6620 W. Broad Street Ste. 300 Richmond, Virginia 23230-1720 c) USA d) Common Stock e) 30072300 ITEM 3: e) IA ITEM 4: a) 267,200 SHARES b) 12.2% c) (i) 267,200 shares (ii) 0 (iii) 267,200 shares (iv) 0 ITEM 5: Not applicable ITEM 6: Not applicable ITEM 7: Not applicable ITEM 8: Not applicable ITEM 9: Not applicable Date: January 21, 1998 _____________________________________ Fred T. Tattersall, Managing Director -----END PRIVACY-ENHANCED MESSAGE-----